Are Mini-IPOs Actually Going To Take Hold? REG A+ (Title IV) Of The JOBS Act

Four or five months ago there was big talk about all of the fundraising vehicles that would be unleashed on the world. There was a lot of early speculation on what the impact would be of redefined equity…

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Regulation A+ Takes Effect

On June 19, 2015, the Securities and Exchange Commission’s (SEC) recently adopted rule amendments to Regulation A under the Securities Act of 1933 (the Securities Act)—colloquially known as “Regulation A+”—took effect. Regulation A is intended to ease the…

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Look For Many ‘Mini-IPOs’ When New Reg A+ Rules Take Effect In Mid-June

Don’t be surprised to see substantially more companies using Regulation A to sell securities through public solicitation of investors beginning June 19, when the SEC’s new “Regulation A+” rules take effect. Why? The new “Reg A+” provides a new option…

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SEC Adopts Rules to Facilitate Smaller Companies’ Access to Capital

New Rules Provide Investors With More Investment Choices FOR IMMEDIATE RELEASE 2015-49 Washington D.C., March 25, 2015— The Securities and Exchange Commission today adopted final rules to facilitate smaller companies’ access to capital.  The new rules provide investors…

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